Compliance - Valores Trust Company

We live in an increasingly regulated world in which financial services are regulated to a high degree.

Investment structures can be complex. Cross border transactions may require any number of regulatory permits, pre-authorisation clearances, and detailed due diligence. Authorities are increasingly inquisitive and demand particular information about parties to a transaction, whether it be in the UK (eg: ATED or SDLT forms) or back trading certificates for foreign companies operating in the Middle East or Africa.

Banks, lawyers and accountants all need sufficient information about the people for whom they act and we are now in an era of fiscal transparency and reporting as embodied by the Foreign Account Tax Compliance Act (FATCA) and the Common Reporting Standard (CRS).

Valores Trust Company has the experience and the skilled resources to assist you with meeting all of your compliance requirements and can regularly help with the following:

Statutory compliance Annual returns
Statutory registers
Registration of all forms

Compliance requirements

Valores Trust Company complies with all regulations governing finance business and has a duty to ensure that new clients provide particular information when we begin work with them.

The Codes of Practice issued as amended, set out the minimum due diligence and compliance requirements necessary before a new client matter can be taken on. To speed the process, we use the required information to complete the compliance requirements of banks, brokers or other third parties.

Here at Valores Trust Company, we are fully focused on using our wealth of expertise, experience and knowledge in international finance, corporate governance and wealth structuring for the benefit of our global client base.

Wherever our clients are based, we make it our responsibility to visit them annually and remain in close contact throughout the year. Alongside the quality of our work and the solutions we provide, this close relationship means that our clients have confidence in us to deliver the services they need.